One of the many services we offer at UKGI is helping insurance firms set up and monitor a network of Appointed Representatives (ARs).
We can carry out fit and proper checks on prospective ARs and Approved Persons, develop internal compliance manuals and procedures, set up online manuals, conduct supervisory visits, and provide appropriate training.
We have extensive experience of making applications to the FCA for both Appointed Representative and Approved Persons, and we can handle the whole process for you.
We can also help with delivering the required induction training for firms and Approved Persons. We can simply provide the relevant training materials – or we can undertake training on your behalf.
This will cover all the basics of working in a regulated environment, as well as any specific issues applicable like handling complaints and client money.
If you’d like to know more about how our expert team can support you in working with ARs, contact us on 01925 765777, or email us at info@ukgigroup.com.