Our Range of Compliance Consultancy Services and How We Provide Them

Consultancy Compliance Services

UKGI is a one-stop-shop for firms working in the general insurance industry.

  • We can help you set up, run and develop your compliance framework
  • We can assist with ongoing monitoring and audit
  • We can troubleshoot and help resolve regulatory issues

We deal with general insurance firms of many different shapes and sizes, ranging from insurtech/fintech start-ups to long-established brokers, principal and appointed representative firms, MGAs and insurers.  We also support claims management companies and consumer credit providers.

We offer a practical, hands-on approach which includes all the specialist elements such as corporate governance, Senior Managers & Certification Regime, financial and cyber crime, regulatory authorisations, Section 166 remedial work and enforcement support, General Data Protection Regulation, cybercrime, client money, training and competence, Treating Customers Fairly, management information and complaints handling.

At UKGI our whole approach is based on consultation; getting to know your business and providing a bespoke range of services and support that best meets your needs.  We can serve you on a project-by-project basis or create a bespoke package to draw on as needed, and you can access our support in different ways to suit your business.

We see ourselves as your partner.  We help you to implement an effective framework of business risk management and compliance that works for your business; one that complements your business rather than constraining it.

Benefits of working with UKGI

  • Unrivalled regulatory expertise and experience
  • Breadth of services
  • General insurance specialists
  • APCC members
  • CII accredited training
  • Use us strategically or tactically
  • Flexibility
  • Variety of ways to access our services
  • Practical advice
  • Insights and updates
  • Independent
  • Training expertise
  • Efficiently manage risk in your business
  • Support for your compliance, sales and marketing functions
  • Allows you to focus on your clients

Our Extensive Range of Services

An Impartial Source of Updates on Regulatory Changes

Compliance Manual: A Trusted Source of Reference

Consumer Credit Provider Support

Claims Management Company Compliance Support

Other Specialist General Insurance Compliance Consultancy Services

How we Deliver Our Services

We can configure a tailored package of compliance consultancy from our extensive range of services and expertise, based on your precise business requirements, and deliver them in a variety of ways.  The package of services we provide can change over time as your business grows and develops.

We can visit your offices, be available on the telephone or by videoconference, meet you and your staff at our popular workshops or you can access our online services.

We try to be as flexible and accommodating as possible, so please Contact Us to see how we could help you strengthen the regulatory framework in your business.

Here are ways you can access some of our most popular services:

CII-Accredited Workshops and Webinars

Regulatory Advice Helpline

Onsite Consultancy

Speak to the UKGI team to find out how we can help…

“We have found UKGI to be an invaluable stakeholder in Wrisk. Their technical expertise, their responsiveness, and their cultural tone of voice work really for us. Unreservedly recommend them”

“Crixus Insurance Brokers have worked with UKGI for approximately three years now and we have been more than happy with their professionalism and knowledge on all compliance matters – their team is always friendly and keen to assist.”

UKGI is a trading style of UKGI Limited and UKGI Services Limited which are wholly owned subsidiaries within UKGI Group Ltd. UKGI Limited acts in compliance services and UKGI Services Limited acts in support services. UKGI Services Limited is a wholly owned subsidiary of Total Broker Solutions Limited, which is an appointed representative of Resolution Compliance Limited, which is authorised and regulated by the Financial Conduct Authority (FCA) under reference number 421154. UKGI Limited Registered in England No. 03544014. UKGI Services Limited registered in England No. 04953835. All Registered Offices Number 22 Mount Ephraim, Tunbridge Wells, England TN4 8AS. VAT registration number 347 2664 82.