Testimonials
We believe our general insurance compliance consultancy services are the best in the market, but don’t take our word for it. The following clients have been kind enough to tell us what they think about working with UKGI.
Latest News…
FCA publishes the General Insurance Value Measures Data for 2022September 26, 2023- FCA reminds firms about ICO guidance in relation to direct marketing and regulatory communicationsJuly 31, 2023
- FCA confirms the move to seven-digit Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs)July 25, 2023
- FCA issues thematic questionnaire about product governance, oversight, fair value and distribution chainsJuly 25, 2023
- FCA writes to and provides an update for Principal firms about the inclusion of their ARs in their PII coverJuly 25, 2023
Words from our clients
“Eighteen months ago, we decided to do a compliance review and having worked with UKGI and Rick Double previously, we asked them to carry out an external review of our sales process and compliance oversight arrangements, for Board reassurance. We had a twelve month project plan put into place and have continued to work with UKGI ever since. Rick and all of the team have always been most helpful, professional and pay particular attention to detail, which gives our business the confidence to know we are on top of our compliance”.
Philippa Stapleton – HR & Compliance Officer
R A Cowen & Partners
“We are a growing AR network as well as a provider of compliance systems to motor dealers and, for several years now, UKGI has been supporting us in carrying out due diligence on prospective ARs and their key personnel. Their service is fast and efficient and helps us evidence robust controls. We also regularly use their technical helpline and have found their expert advice invaluable for talking us through practical solutions to any questions we have. I would definitely recommend their services.”
Simon Young – Managing Director
FISC Limited
“We have found UKGI to be an invaluable stakeholder in Wrisk. Their technical expertise, their responsiveness, and their cultural tone of voice work really for us. Unreservedly recommend them”
Niall Barton – Senior Executive Director
Wrisk Transfer Limited
“We used UKGI to help with our FCA application for consumer credit. We found them very efficient and helpful, they made it easy for us to ask any questions we wanted and they gave us straightforward practical advice. UKGI smoothed the whole process for us and we would definitely recommend them to others, in fact we have done so more than once.”
Simon Moorcroft – Director
Sorodo Limited
“Crixus Insurance Brokers have worked with UKGI for approximately three years now and we have been more than happy with their professionalism and knowledge on all compliance matters – their team is always friendly and keen to assist.”
Simon Davey – Managing Director
Crixus (London) Limited
“I first made contact with UKGI in 2008/9 when I was appointed CEO of Kay International Plc, which was a client of UKGI. I was greeted with a completely professional team of people who were helpful and could anticipate my needs. Over the years UKGI became an indispensable feature of our compliance strategy. In 2015, I set up my own business, Marigold Arasay Services Limited and contracted with UKGI to provide the new company with the same level of personal support and commitment to which I had become accustomed at Kay and to navigate us through the full FCA recognition for the new company. We remain loyal customers of this professional team.”
David Forrest – Managing Director
Marigold Arasay Services Limited
“UKGI gave us assistance in getting our CMC application over the line, provided invaluable advice to ensure our Compliance Governance Framework is up to regulatory scrutiny and are always available at the end of the telephone for ongoing support. We wouldn’t hesitate to recommend them.”
Leon Moye – Director
Money Management Team Limited
“UKGI supported us to move from AR status to direct authorisation and beyond. Their expertise helped to ensure that our application was successful, and they have given support and reassurance to ensure our processes and procedures are compliant and our front end application meets regulatory expectations. They continue to provide up to date knowledge translated into pragmatic business advice.”