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The FCA reviews firms’ treatment of customers in vulnerable circumstances
On 15 March 2024 the FCA announced that it would be conducting a review into firms’ treatment of...
What counts as CPD?
This article outlines the importance of CPD, and how to approach it to enrich the learning and...
FCA review sparks concerns over insurers’ valuations of written-off or stolen vehicles
An FCA review has found evidence to suggest some firms are offering customers less than the market...
Consumer Duty – a Panel and Q&A session with the FCA
Although the FCA has now published Sheldon Mills’ recent speech, delivered at a KPMG Consumer Duty...
FCA questions banks and the wholesale insurance sector about the handling of non-financial misconduct
Banks and the wholesale insurance sector should prepare to receive a survey from the FCA...
The importance of Training and Competence schemes in the insurance sector – a focus on 2024
As the financial landscape evolves, firms’ Training and Competence (T&C) schemes also need to...
Client money and client money audits – an auditor’s view
Representatives of UKGI Group have recently attended a client money webinar held by the Institute...
FCA writes to the insurance sector: price, fair value and customer support
We saw several Dear CEO letters issued recently by the FCA, alongside the publication of the...
Financial services regulators consult on proposals for Diversity and Inclusion in the financial services sector
The FCA and the PRA have both published their Consultation Papers on Diversity and Inclusion in...
FCA sets out multi-occupancy leasehold insurance reforms
Following on from its report on multi-occupancy buildings insurance, the FCA is proposing new...