Case Studies
Onboarding a new Senior Manager and reviewing SM&CR compliance
What were we asked? UKGI was approached by a general insurance intermediary looking for compliance...
Case study: preparing for regulation of the pre-paid funeral plan sector
This is a slightly unusual case study. The time for writing up a case study normally comes when a...
Client money
The brief After undergoing a CASS audit, a retail insurance intermediary was required to...
Governance review and remediation
The brief Our client had become concerned about the robustness of a newly acquired subsidiary’s...