The FCA recently issued an update on what it expects of firms using Appointed Representatives (ARs) during the Covid-19 pandemic. Earlier this year, the regulator allowed some additional flexibility for firms using ARs. Now that firms have had some time to adjust to...
The FCA has published the findings of a survey sent to 23,000 solo-regulated firms across a range of financial services sectors to asses the effects of Covid-19 on their financial resilience. The financial resilience survey was one of a range of ways in which the FCA...
As members of trade body the Association of Professional Compliance Consultants (APCC), UKGI has been offered a unique opportunity to provide access for our clients to an upcoming series of online Show and Tell sessions the FCA is running to support firms with...
In the closing hours of the UK’s transition period on its way out of the EU, the FCA issued some guidance for firms who may be looking to passport in and out of Gibraltar. Under current UK law, firms based here and in Gibraltar can apply for a passport if they want...
The FCA has published complaints data for the first half of 2020. According to the FCA figures, financial services firms received just shy of three million complaints during the first six months of the current year, 52% fewer than for the previous six months, when 6.1...
The ICO has reminded firms about the information hub accessible via its website offering help to firms and individuals on navigating the data protection landscape in these unprecedented times. The ICO stressed that it will be continually updating the hub to reflect...
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