News
Association of Professional Compliance Consultants (APCC) update on HSBC Bank and client accounts
As a member of the APCC, UKGI participates in a number of their sector / topic-specific working...
LMA – Consumer Duty guidance for managing agents published
On 18th October 2022 the Lloyd’s Market Association (LMA) published a general guidance document...
FCA Consultation Paper CP22/19: Creation of a baseline financial resilience regulatory return
Over the past couple of years, the FCA has improved its understanding of the financial resilience...
FCA financial resilience surveys – another round to be issued
The FCA has updated its Financial Resilience Surveys web page to indicate that it will be asking a...
Advertising Standards Authority guidance – testimonials and endorsements
As part of its latest CAP Codes insights round-up e-mail, the ASA has provided guidance on the use...
Appointed Representative regime Section 165 update
In an update to its web page on Policy Statement 22/11: ‘Improving the Appointed Representatives...
Cyber insurance – why it matters for you as well as your clients – Lloyd’s calls for exclusions in policy wordings
Lloyd’s has published Market Bulletin Y5381, in which it is setting out requirements for...
Advertising Standards guidance – pictures in advertising
When we review financial promotions that contain images or pictures, we will always assess whether...
FOS outlines its approach under the new Consumer Duty
Published as a Financial Ombudsman Service (FOS) Insights blog, Simon Rawle, Ombudsman Leader, has...
HM Treasury introduces the Financial Services and Markets Bill into Parliament
On 20th July HM Treasury published details of legislation to enhance the competitiveness of UK...