News
Financial Ombudsman Service (FOS) publishes its 2023/24 Plan and Budget Consultation
FOS has published its Consultation Paper for its plan and budget 2023-2024. The closing date to...
The FCA announces next steps in improving the compensation framework
The FCA has published the feedback it received (Feedback Statement FS22/5) to its call for input...
Broker Breakfast Briefing 24th November: Wind-Down Planning, TPR firm applications, Consumer Duty, and Mergers & Acquisitions
In addition to being represented at, and supporting, industry body seminars and webinars, UKGI...
Financial Ombudsman Service publishes Feedback Statement on Future Funding Discussion Paper
The Financial Ombudsman Service (FOS) has published a feedback statement in relation to its Future...
FCA guidance on the use of trading names
The FCA has updated its trading names guidance web page, outlining the appropriate use of trading...
Association of Professional Compliance Consultants (APCC) update on HSBC Bank and client accounts
As a member of the APCC, UKGI participates in a number of their sector / topic-specific working...
LMA – Consumer Duty guidance for managing agents published
On 18th October 2022 the Lloyd’s Market Association (LMA) published a general guidance document...
FCA Consultation Paper CP22/19: Creation of a baseline financial resilience regulatory return
Over the past couple of years, the FCA has improved its understanding of the financial resilience...
FCA financial resilience surveys – another round to be issued
The FCA has updated its Financial Resilience Surveys web page to indicate that it will be asking a...
Advertising Standards Authority guidance – testimonials and endorsements
As part of its latest CAP Codes insights round-up e-mail, the ASA has provided guidance on the use...