News
Financial Ombudsman Service sets out its updated maximum award limit
The Financial Ombudsman Service (FOS) has announced that the FCA has confirmed the increase to the...
CII data shows EDI (Equality, Diversity and Inclusion) practices have a positive impact on businesses
Data from the Chartered Insurance Institute’s 2023 Corporate Chartered Equality, Diversity &...
FCA to review how firms treat customers in vulnerable circumstances
The FCA has announced that it will conduct a review into the action firms are taking to understand...
FCA publishes insights and writes to certain firms about anti-money laundering failings
The FCA has written a Dear CEO letter to certain firms (‘Annex 1 firms’ – which are firms carrying...
FCA publishes web page in relation to the Treasury Committee’s ‘Sexism in the City’ report
The FCA has published a web page effectively linking the House of Commons Treasury Committee’s...
FCA publishes resource and a Consultation about its approach to enforcement
The FCA wants to change how it publicises its enforcement investigations to increase the...
FCA publishes a new ‘Preparing your firm’s wind-down plan’ web page
The FCA has published a new page on its website providing guidance about preparing your firm’s...
Information Commissioner’s Office publishes detailed new guidance on the use of people’s biometric data
Against the backdrop of issuing nine separate enforcement notices in relation to the monitoring of...
FCA publishes Consumer Duty firm survey findings
In Autumn 2023 the FCA conducted a survey of 634 firms that had not been surveyed previously. The...
The FCA publishes a speech on Consumer Duty and findings in relation to good and bad practice
Sheldon Mills, FCA Executive Director, Consumers and Competition, has given a speech looking ahead...