News
PRA publishes a Discussion Paper DP 2/23 “FSCS General Insurance Limit”
The Prudential Regulation Authority (PRA) has published a Discussion paper DP2/23 about the FSCS...
FCA publishes its review of rules extending SME access to the Financial Ombudsman Service
The FCA has published a statement regarding the introduction of the FCA rules extending access to...
FCA writes to Principal firms about overseas Appointed Representatives (ARs)
The FCA has been undertaking increased engagement with Principal firms as part of its three-year...
FCA publishes firms’ complaints data for January to June 2023
The FCA has published the firm complaints data that it collects. The data relates to the first...
Information Commissioner’s Office publishes guidance to ensure lawful monitoring in the workplace
The Information Commissioner’s Office (ICO) is calling on organisations to consider both their...
FCA publishes the General Insurance Value Measures Data for 2022
In the FCA’s latest data, and from its ongoing interactions with firms, there are indications that...
FCA reminds firms about ICO guidance in relation to direct marketing and regulatory communications
The FCA has updated its ‘Consumer Duty – information for firms’ page to remind firms about data...
FCA confirms the move to seven-digit Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs)
The FCA announced in June last year that it would eventually be moving to seven-digit Firm...
FCA issues thematic questionnaire about product governance, oversight, fair value and distribution chains
The FCA has commenced a second wave of product oversight and governance thematic review work, to...
FCA writes to and provides an update for Principal firms about the inclusion of their ARs in their PII cover
The FCA has written to Principal firms by e-mail in relation to their PII cover, setting out its...