The FCA has sent a letter to Claims Management Companies (CMCs) which, although not as hard-line as their similar October 2020 Portfolio Letter, provides a window into the FCA’s current focus on unregulated activity. Firms should understand the reasons for the FCA’s...
The FCA has issued e-mails to insurance firms about period-end reporting that is due, and to Principal firms in relation to its request for data about Appointed Representatives. The first is an auto-generated e-mail from the RegData system, reminding firms that...
FOS has published its Consultation Paper for its plan and budget 2023-2024. The closing date to respond is 31 January 2023. The Consultation sets out the projected demand for FOS services and how this will be funded. FOS is proposing to freeze the levy and case fees...
The FCA has published the feedback it received (Feedback Statement FS22/5) to its call for input on the framework for protection provided through the Financial Services Compensation Scheme (FSCS), following concerns about increasing costs. The main theme from the...
The price and value outcome of the FCA’s new Consumer Duty focusses on ensuring that products and services offer fair value to consumers. Firms offering products or services that do not offer fair value are unlikely to be compliant with the other areas of the...
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