The FCA has updated the content of its ‘Trading names’ web page by adding information across the page to help firms meet requirements. The aim of the page is to help firms to learn what they should and should not do when registering a trading name that is different...
The FCA has published an introductory blog article, a news item, a web page introducing the proposed changes, and a Consultation Paper (CP26/23) on the scope and proportionality of Consumer Duty. These changes are primarily aimed at wholesale firms. This work is in...
The FCA has published a financial crime controls review of firms in the insurance sector, setting out the review findings and what insurance firms can do to improve their financial crime systems and controls. The FCA expects firms to maintain adequate and...
The FCA has published a speech delivered by Therese Chambers, FCA Joint Executive Director of Enforcement and Market Oversight, at the International Bar Association (IBA) Anti-Corruption Conference. The speech indicates that there is much that is not seen publicly in...
The FCA has published details of two Final Notices, in relation to Andrew Currie and Peter Currie, prohibiting these individuals from performing any function in relation to any regulated activity carried on by any authorised firm, any AR or IAR, or any Exempt...
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