FCA updates its Reporting Complaints web page and publishes a data-capture flow diagram for the new complaints reporting

The FCA has updated its Reporting complaints web page, and has published a data-capture flow diagram for the new complaints reporting return, COM001.

  • The web page has had a section added to outline resources to understand the new return.
  • The FCA has published Data Reference Guides for COM001, which include the XML specifications and details of validation rules.  Firms can find these guides on the FCA’s RegData resources page.
  • To help you understand which questions to complete and how the return captures information, the FCA has also published a data flow diagram (PDF).
  • Once COM001 is ready, you’ll be able to access it in our RegData industry test environment.  To register for the test environment, email RegDataTest@fca.org.uk.

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