The FCA has published details of two Final Notices, in relation to Andrew Currie and Peter Currie, prohibiting these individuals from performing any function in relation to any regulated activity carried on by any authorised firm, any AR or IAR, or any Exempt...
The FCA has opened an enforcement investigation into Consultation Claims Limited (CCL) following concerns about its conduct in the period April 2025 to December 2025 in relation to motor finance claims. The FCA is investigating concerns that consumers may have been...
The FCA has published the 10th edition of the Regulatory Initiatives Grid, which is accompanied by the usual spreadsheet format of the Grid and the Minutes of the April 2026 meeting of the Financial Services Regulatory Initiatives Forum (FSRIF). The FSRIF meeting...
HM Treasury has published its findings following the consultation on ensuring the financial services regulatory environment is effective, proportionate and in line with the Government’s ambition on regulation. Background In March 2025 the government set out its...
The FCA has published Consultation Paper CP26/15, consulting on proposed changes to simplify the financial promotions rules in CONC 3, and opening a discussion on ways to improve how cost of credit information is presented to consumers. The Discussion Paper forms...
The FCA and PRA have confirmed changes to streamline senior manager accountability. The FCA’s Policy Statement PS26/6 (at a ‘streamlined’ 104 pages!) sets out how firms will benefit from reduced costs and greater flexibility and find it easier to comply with the...
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