As a member of the APCC, UKGI participates in a number of their sector / topic-specific working groups, one of which is the general insurance working group. At a meeting of the GI working group this week, an issue was raised in relation to HSBC Bank and letters that...
On 18th October 2022 the Lloyd’s Market Association (LMA) published a general guidance document for the implementation of the FCA Consumer Duty. This document aims to support the work of managing agencies in the Lloyd’s market in implementing the FCA Consumer Duty;...
Over the past couple of years, the FCA has improved its understanding of the financial resilience of a large number of firms with the collection of data through its Financial Resilience Surveys. As a result, and to enable the FCA to collect the data on an ongoing...
The FCA has updated its Financial Resilience Surveys web page to indicate that it will be asking a number of solo-regulated firms, in both Tranches 1 and 2, to complete again the financial resilience survey: Tranche 1 between 11 and 14 October 2022 Tranche...
As part of its latest CAP Codes insights round-up e-mail, the ASA has provided guidance on the use of testimonials and endorsements in advertising. The guidance can also be viewed from the perspective of using testimonials on a website, and aims to ensure that your...
In an update to its web page on Policy Statement 22/11: ‘Improving the Appointed Representatives regime’ the FCA has confirmed it will be issuing Principal firms with a Section 165 request in December 2022. Firms are reminded that Section 165 requests from the FCA are...
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