The Financial Ombudsman Service (FOS) has published its Plans and Budget Consultation 2022-23. The Consultation sets out the plans for the coming financial year, including the volumes of complaints expected and the proposed budget and funding arrangements. It also...
The Financial Conduct Authority (FCA) has published a Discussion Paper looking at the Financial Services Compensation Scheme (FSCS), which aims to maintain a compensation framework that provides appropriate protection for consumers, funded in a fair and sustainable...
Back in July, the FCA issued a consultation paper on proposed changes to its decision-making process that would enable it to make faster and more effective decisions on firms that fail to meet its required regulatory standards. The FCA has now confirmed the changes...
The FCA has published the fourth edition of its plan for upcoming work – a key indicator of where the FCA’s attention is going to be focussed across the next two years. An updated Grid is published twice a year and, at 45 pages, this is again a detailed...
The FCA has started to issue, to a large sample of Principal firms, its detailed and lengthy survey questionnaire about ARs and IARs. The sample includes firms with just one AR and firms with just IARs. The issue of the survey is in line with the FCA’s stated...
The FCA has written to certain trade associations including the Managing General Agents Association (MGAA) and the Association of Professional Compliance Consultants (APCC) in relation to a feedback survey that the FCA is planning to issue about its series of COVID-19...
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