News
FCA speech at its ‘Consumer Duty: One year on’ webinar
At its “Consumer Duty: One year on” webinar (recording here), Sheldon Mills, FCA Executive...
FOS speech at the FCA’s ‘Consumer Duty: One year on’ webinar
At the FCA’s “Consumer Duty: One year on” webinar (recording here), Abby Thomas, the FOS Chief...
FCA publishes a suite of proposals to reduce regulatory burdens
The FCA has issued four sets pf publications to try to reduce the regulatory burden on firms...
Chartered Insurance Institute advises against a ‘one-size-fits-all’ approach to DE&I
In a recent webinar on ‘Crafting EDI strategies in an evolving regulatory landscape’, formed in...
FCA publishes ‘Information for Principals with overseas Appointed Representatives’ web page
The FCA has published a page for Principal firms with overseas Appointed Representatives (OARs). ...
FCA publishes insurance multi-firm review of Consumer Duty outcomes monitoring
The FCA has published the details of a multi-firm review it carried out in December 2023 amongst...
FOS announces the continuation of and changes to the proactive settlement scheme
The FOS proactive settlement scheme currently gives financial businesses the opportunity to...
FCA publishes its wider implications framework Annual Report 2023/24
The FCA has updated its Wider Implications Framework web page to include the 2023/34 Annual...
FCA publishes new web page on operational resilience
The FCA published PS21/3 Building operational resilience in March 2021. The Policy Statement set...
FCA includes significant vulnerability commentary in a Decision Notice
The FCA has fined HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc...