Scam e-mail warning from the FCA

UKGI is proud to be a member of the Association of Professional Compliance Consultants (APCC).  The FCA will often inform the APCC of news items as they are about to be published and will also engage with the APCC if there is a message that the FCA would want to convey to authorised firms.

In that regard we have been advised by the APCC that FCA has contacted them to inform them that a recent e-mail reporting to be from Pragati Samnotre, a senior Supervision Associate, and showing a RegData address is a scam e-mail.

The FCA has confirmed this was not sent by the FCA and it is a phishing attack.  The FCA is urging firms not to click on any of the links or attachments.

UKGI support available

If you have any questions regarding this issue, or if you have any other queries, please contact the Compliance helpline on 01925 767888 or by e-mail

UKGI is a trading style of UKGI Limited and UKGI Services Limited which are wholly owned subsidiaries within UKGI Group Ltd. UKGI Limited acts in compliance services and UKGI Services Limited acts in support services. UKGI Services Limited is a wholly owned subsidiary of Total Broker Solutions Limited, which is an appointed representative of Resolution Compliance Limited, which is authorised and regulated by the Financial Conduct Authority (FCA) under reference number 421154. UKGI Limited Registered in England No. 03544014. UKGI Services Limited registered in England No. 04953835. All Registered Offices Number 22 Mount Ephraim, Tunbridge Wells, England TN4 8AS. VAT registration number 347 2664 82.