In its Regulation Roundup published on 15th July 2021, the FCA has reminded firms that from 6th August 2021 it will begin deleting any draft applications within the Connect system which have not been modified for 120 days (so draft applications not modified in any way...
FCA executive director of enforcement Mark Steward gave a virtual speech to the professional graduate law school of New York University (NYU Law). In his online address, Steward talked about how the FCA’s Senior Managers Regime (SMR) has changed the way UK firms...
A recent article in the FCA-hosted Insights newsletter considers whether and how firms’ culture can be measured, offering a potentially interesting insight into how the FCA could be looking at this important, if somewhat intangible, challenge. It notes that culture...
Following a consultation in August last year the FCA has announced it will be extending the number of firms required to submit an annual financial crime reporting (REP-CRIM) form, from 2,500 to around 7,000. Completed and returned REP-CRIM forms provide the FCA with...
Based on data gathered by the FCA from insurers, it has emerged that 10,207 of the 21,140 BI policyholders who have had claims accepted have received at least an interim payment. Earlier this week, the FCA announced the publication of the first set of data collected...
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