In November 2020 the FCA published a Consultation Paper CP 20/22 outlining proposed policy changes to the way the FCA will apply fees from 2021/22. This was followed by a further Consultation Paper in April 2021 which included feedback on the proposals outlined in...
Back in July, the FCA issued a consultation paper on proposed changes to its decision-making process that would enable it to make faster and more effective decisions on firms that fail to meet its required regulatory standards. The FCA has now confirmed the changes...
In its Regulation Roundup published on 15th July 2021, the FCA has reminded firms that from 6th August 2021 it will begin deleting any draft applications within the Connect system which have not been modified for 120 days (so draft applications not modified in any way...
FCA executive director of enforcement Mark Steward gave a virtual speech to the professional graduate law school of New York University (NYU Law). In his online address, Steward talked about how the FCA’s Senior Managers Regime (SMR) has changed the way UK firms...
A recent article in the FCA-hosted Insights newsletter considers whether and how firms’ culture can be measured, offering a potentially interesting insight into how the FCA could be looking at this important, if somewhat intangible, challenge. It notes that culture...
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