The FCA issued a reminder late last month stressing that firms have until 3 December to complete a review of the value offered by their products, taking account of the impact of coronavirus. This relates to guidance issued by the FCA back in June highlighting the...
The FCA has added a page to its website that brings together brief descriptions and links to dedicated Brexit websites hosted by financial regulators in EEA member states. This useful list, while not exhaustive, will be updated as the regulator becomes aware of other...
If it’s on your website, anyone can see it. That includes your clients and your competitors. It also includes the regulator. In which context, you might want to ask yourself this: how confident are you that there’s nothing on your firm’s website that...
The FCA has caused alarm among insurance intermediaries and MGAs by insisting that firms must rid themselves of staff who are not ‘fit and proper’ for roles under the Senior Managers & Certification Regime (SM&CR) which comes into effect on 31 March 2021. The...
The Association of Professional Compliance Consultants has alerted members to a suspected scam email purporting to come from the FCA. Due to its content, this email appears very unlikely to have been sent by the regulator, and is in all probability a scam. Do not be...
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