Taking the strain out of working with ARs

One of the many services we offer at UKGI is helping insurance firms set up and monitor a network of Appointed Representatives (ARs). 

We can carry out fit and proper checks on prospective ARs and Approved Persons, develop internal compliance manuals and procedures, set up online manuals, conduct supervisory visits, and provide appropriate training.   

We have extensive experience of making applications to the FCA for both Appointed Representative and Approved Persons, and we can handle the whole process for you.

We can also help with delivering the required induction training for firms and Approved Persons. We can simply provide the relevant training materials – or we can undertake training on your behalf. 

This will cover all the basics of working in a regulated environment, as well as any specific issues applicable like handling complaints and client money.

If you’d like to know more about how our expert team can support you in working with ARs, contact us on 01925 765777, or email us at info@ukgigroup.com.

 

UKGI is a trading style of UKGI Limited and UKGI Services Limited which are wholly owned subsidiaries within UKGI Group Ltd. UKGI Limited acts in compliance services and UKGI Services Limited acts in support services. UKGI Services Limited is a wholly owned subsidiary of Total Broker Solutions Limited, which is an appointed representative of Resolution Compliance Limited, which is authorised and regulated by the Financial Conduct Authority (FCA) under reference number 421154. UKGI Limited Registered in England No. 03544014. UKGI Services Limited registered in England No. 04953835. All Registered Offices Number 22 Mount Ephraim, Tunbridge Wells, England TN4 8AS. VAT registration number 347 2664 82.