FCA guidance on the use of trading names

FCA guidance on the use of trading names

The FCA has updated its trading names guidance web page, outlining the appropriate use of trading names, explaining what a firm should and should not do, and reminding firms that they can register a trading name that is different from its Company name. The web page...
Appointed Representative regime Section 165 update

Appointed Representative regime Section 165 update

In an update to its web page on Policy Statement 22/11: ‘Improving the Appointed Representatives regime’ the FCA has confirmed it will be issuing Principal firms with a Section 165 request in December 2022. Firms are reminded that Section 165 requests from the FCA are...

UKGI is a trading style of UKGI Limited and UKGI Services Limited which are wholly owned subsidiaries within UKGI Group Ltd. UKGI Limited acts in compliance services and UKGI Services Limited acts in support services. UKGI Services Limited is a wholly owned subsidiary of Total Broker Solutions Limited, which is an appointed representative of Resolution Compliance Limited, which is authorised and regulated by the Financial Conduct Authority (FCA) under reference number 421154. UKGI Limited Registered in England No. 03544014. UKGI Services Limited registered in England No. 04953835. All Registered Offices Number 22 Mount Ephraim, Tunbridge Wells, England TN4 8AS. VAT registration number 347 2664 82.