Back in July, the FCA issued a consultation paper on proposed changes to its decision-making process that would enable it to make faster and more effective decisions on firms that fail to meet its required regulatory standards. The FCA has now confirmed the changes...
This is a slightly unusual case study. The time for writing up a case study normally comes when a project is done and dusted, signed and sealed, wrapped up and put to bed. But this one is a work in progress. We’re doing it this way because, at the time of writing in...
Financial resilience is a key concern for the FCA. It’s something the regulator has continually been monitoring since February 2020, through repeated mandatory surveys. Based on the findings from these, the FCA issued a Dear CEO letter on client money arrangements in...
The FCA has introduced changes to its rules on travel insurance and medical conditions, which come into effect next week. From the 26th April 2021 it will be a requirement that where a customer has a more serious medical condition and suitable cover cannot be...
A recent article in the FCA-hosted Insights newsletter considers whether and how firms’ culture can be measured, offering a potentially interesting insight into how the FCA could be looking at this important, if somewhat intangible, challenge. It notes that culture...
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