Governance review and remediation

Governance review and remediation

The brief Our client had become concerned about the robustness of a newly acquired subsidiary’s governance and compliance arrangements. UKGI was brought in to identify any areas of weakness and to support the subsidiary, a general insurance wholesale intermediary and...
What’s happening with RegData

What’s happening with RegData

The FCA is pressing ahead with the process, begun in April, of migrating firms from Gabriel to its new improved data collection platform RegData. If you haven’t already, you can expect to be notified by email three weeks in advance of your moving date. The Regulator...
Business Interruption test case concludes

Business Interruption test case concludes

The test case on business interruption insurance, heard over eight days at the High Court, between two claimant action groups and eight insurer defendants (with a submission from the FCA) ended on 31 July. Judgement is now awaited. Lord Justice Flaux expressed the...
FCA launches new financial services register

FCA launches new financial services register

On 27 July the FCA launched an enhanced version of its Financial Services Register, along with an accompanying statement. The good news is the new version features clearer navigation and design, simpler language, better guidance on use, greater prominence for key...

UKGI is a trading style of UKGI Limited and UKGI Services Limited which are wholly owned subsidiaries within UKGI Group Ltd. UKGI Limited acts in compliance services and UKGI Services Limited acts in support services. UKGI Services Limited is a wholly owned subsidiary of Total Broker Solutions Limited, which is an appointed representative of Resolution Compliance Limited, which is authorised and regulated by the Financial Conduct Authority (FCA) under reference number 421154. UKGI Limited Registered in England No. 03544014. UKGI Services Limited registered in England No. 04953835. All Registered Offices Number 22 Mount Ephraim, Tunbridge Wells, England TN4 8AS. VAT registration number 347 2664 82.