“To drive real change will require a change of focus” The FCA has set out plans for, and is consulting on a new Consumer Duty impacting authorised firms. The FCA intends that the new Duty will set clearer and higher expectations for firms’ standards of care towards...
Financial resilience is a key concern for the FCA. It’s something the regulator has continually been monitoring since February 2020, through repeated mandatory surveys. Based on the findings from these, the FCA issued a Dear CEO letter on client money arrangements in...
While much has been said of the changes that regulation will bring to the pre-paid funeral plan sector, exact details are yet to be clarified. One thing is certain; businesses within the sector will have to make preparations, adapt and ensure that they are ready for...
Following publication of the FCA Consultation Paper (CP21/4) on 2nd March 2021, the roadmap towards regulation of the prepaid funeral plan sector has been set. The consultation phase ends on 13th April 2021, following which the FCA will consider the findings with...
Further to the recent FCA communications reminding firms of the Directory Persons data submission deadline, it appears that some solo-regulated firms remain in danger of missing the 31 March deadline for submitting their Directory Persons data via the FCA’s Connect...
According to research by the password management service, Nordpass, the average person has to remember between 70 and 80 passwords. Unless you are using each password regularly, it is highly likely that you will forget a number of them from time to time, as the lack...
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