The FCA has issued e-mails to insurance firms about period-end reporting that is due, and to Principal firms in relation to its request for data about Appointed Representatives. The first is an auto-generated e-mail from the RegData system, reminding firms that...
FOS has published its Consultation Paper for its plan and budget 2023-2024. The closing date to respond is 31 January 2023. The Consultation sets out the projected demand for FOS services and how this will be funded. FOS is proposing to freeze the levy and case fees...
The FCA has published the feedback it received (Feedback Statement FS22/5) to its call for input on the framework for protection provided through the Financial Services Compensation Scheme (FSCS), following concerns about increasing costs. The main theme from the...
In addition to being represented at, and supporting, industry body seminars and webinars, UKGI listens to a variety of opinion on matters of regulatory importance. Accountancy and audit firm, PKF Littlejohn, held a breakfast briefing aimed at insurance firms on...
The Financial Ombudsman Service (FOS) has published a feedback statement in relation to its Future Funding Discussion Paper. FOS has operated under the same funding model that was established when it was set up in 2000. Since then, there have been dramatic changes in...
The FCA has updated its trading names guidance web page, outlining the appropriate use of trading names, explaining what a firm should and should not do, and reminding firms that they can register a trading name that is different from its Company name. The web page...
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