In January 2021 the FCA announced what it referred to as its ‘use it or lose it’ campaign, reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed. Following a Consultation...
The FCA has refused to authorise a regulatory consulting business to provide regulatory hosting services for Appointed Representatives. The Final Notice published by the FCA sets out the detail behind the reasons for the authorisation refusal. The FCA stated in the...
Nikhil Rathi, the FCA CEO, has announced the publication of the FCA Business Plan 2022/23, continuing to set out the re-shaping and transformation of the FCA in what is his second FCA Business Plan. This has been issued alongside a new three-year Strategy document,...
In our latest Bulletin (336), we set out a reminder in relation to tailoring the income figures for FOS and FSCS in section J of your year-end RMAR (RMA-J). This is something that we are asked about regularly, particularly at this time of year when many firms’...
In PS21/5 the FCA confirmed Senior Managers must attest annually that their firm has complied with General Insurance (GI) Pricing Practices rules found in ICOBS 6B. A survey, together with covering letter, was sent out in January to premium finance providers and...
The FCA is set to issue the sixth round of its Covid-19 Impact Survey to firms within the Tranche 2 Supervision portfolios. The survey is the same version that was issued to firms within Tranche 1 Supervision portfolios; it will include the same 9 questions in total...
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