Hot Topics
FCA Appointed Representatives Consultation Paper CP21/34
As anticipated the FCA has issued a press release and launched a consultation on improving the...
Financial Ombudsman Service publishes feedback on proactive complaints settlement and outcome reporting
Last month we published a news item about the Financial Ombudsman Service (FOS) publishing a...
FCA – firms not ready to meet product governance 1st October deadline
The FCA has raised concerns about firms failing to meet the new, enhanced product governance...
HR webinars and podcasts
Insurance HR Solutions (“IHRS”) is the HR arm of the UKGI Group. They offer a tailor made and...
FCA Credit Broking Survey and Firm Forbearance Survey
The FCA is sending a survey to all firms holding the credit broking permission. The survey was...
FCA Consumer Duty Webinar Q&As
These are the key questions that were raised during the recent FCA Consumer Duty webinar, with a...
FCA proposes stronger protection for consumers
“To drive real change will require a change of focus” The FCA has set out plans for, and is...
Why assessing TOBAs appropriately is so important
Financial resilience is a key concern for the FCA. It’s something the regulator has continually...
Regulation of the Pre-Paid Funeral Plan Sector – White Papers
To help those within the sector to better understand the route to authorisation and the options they face, UKGI’s team of subject experts have produced a selection of white papers; these are available to download for free.
Regulation of the Prepaid Funeral Plan Sector
Following publication of the FCA Consultation Paper (CP21/4) on 2nd March 2021, the roadmap...