News
Individual Conduct Rules apply to all staff from 31 March
The FCA’s Individual Conduct Rules, which set minimum standards of behaviour for individuals...
FCA and PRA issue Dear CEO letter on BoE’s data collection plans
The FCA and the PRA have issued a joint Dear CEO letter providing a progress report on the Bank of...
ICO issues fines totalling £270k to firms making nuisance calls
The Information Commissioner’s Office (ICO) has announced that it has issued fines totalling...
ICO launches toolkit for firms using data analytics on personal data
The Information Commissioner’s Office (ICO) has launched a data analytics toolkit which it hopes...
FS Register: Directory Persons submission deadline looms
The deadline by which Solo-Regulated firms must have submitted their Directory Persons data for...
Protecting customers from failed technology change activity
The FCA has published a summary of the findings of its multi-firm review of how firms implement...
FCA makes submission to Supreme Court on BI test case declarations
The FCA has made its written submissions to the Supreme Court on the form of declarations to be...
FCA survey finds more than one in four adults with low financial resilience
The FCA has announced the results of the latest round of its Financial Lives survey (FLS) which...
Will your PII cover meet the FCA’s expectations?
Covid-19 has certainly not made it any easier for UK brokers to secure appropriate professional...
FCA confirms that BIBA’s travel insurance directory meets its requirements
The FCA has confirmed that the travel insurance directory launched by the British Insurance...