by Laura Roberts | May 17, 2022 | News
The FCA has refused to authorise a regulatory consulting business to provide regulatory hosting services for Appointed Representatives. The Final Notice published by the FCA sets out the detail behind the reasons for the authorisation refusal. The FCA stated in the...
by Laura Roberts | Jan 11, 2021 | News
The FCA recently issued an update on what it expects of firms using Appointed Representatives (ARs) during the Covid-19 pandemic. Earlier this year, the regulator allowed some additional flexibility for firms using ARs. Now that firms have had some time to adjust to...