by Laura Roberts | Mar 24, 2021 | Hot Topics
Further to the recent FCA communications reminding firms of the Directory Persons data submission deadline, it appears that some solo-regulated firms remain in danger of missing the 31 March deadline for submitting their Directory Persons data via the FCA’s Connect...
by Laura Roberts | Dec 15, 2020 | News
The EU Commission has reminded firms of the urgent need to complete all contingency planning ahead of the end of the Brexit Transitional Period on 31 December, drawing their attention to documents first published in July 2020. The Commission’s guidance for financial...
