The FCA is set to issue the fifth round of its Covid-19 Impact Survey to firms within the Tranche 2 Supervision portfolios. The survey is the same version that was issued to firms within Tranche 1 Supervision portfolios earlier this month; it will include the same 10...
In an update to its Regulatory Sandbox webpage the FCA have confirmed that the Sandbox will now be open year-round for firms. The sandbox is for authorised firms, unauthorised firms that require authorisation, and technology businesses that are looking to deliver...
In its Regulation Roundup published on 15th July 2021, the FCA has reminded firms that from 6th August 2021 it will begin deleting any draft applications within the Connect system which have not been modified for 120 days (so draft applications not modified in any way...
Last week, on 15th July, the FCA issued its 2021/2022 Business Plan which set out the Regulator’s priorities for the coming year over three of the six sections of the Plan; consumer priorities, wholesale markets priorities and priorities across all markets. Within the...
The FCA issued the first phase of the Covid-19 Impact Survey (the resilience surveys) in June 2020, covering around 13,000 firms across 15 Supervision portfolios (Tranche 1), and then rolled this out to a further 9,500 firms in 21 portfolios (Tranche 2) at the...
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