The FCA has published a summary web page outlining the headlines from four separate reviews relating to general insurance. The page includes a headline infographic (also published separately) outlining what the FCA has looked at. This gives a reason ‘why’ the FCA...
In December 2022, the previous Government announced that the Treasury, FCA and the PRA would review the SM&CR. The FCA published a Discussion Paper (DP23/3) jointly with the PRA in March 2023, and invited views on the regime’s effectiveness, scope and...
The House of Commons Treasury Select Committee has published a 9th Report on the Financial Ombudsman Service (FOS) and its accountability to the House of Commons. It has also published details of the correspondence and oral evidence and transcripts which relate to...
The FCA has published its Finalised Guidance for firms on how to apply a proportionate and risk-based approach to UK politically exposed persons (PEPs), and their relatives and close associates (RCAs), for anti-money laundering purposes. A PEP is someone holding a...
In stating that bullying and harassment in financial firms qualify as misconduct, the FCA has clarified its expectations in relation to bullying, harassment and violence in financial services firms by publishing a Consultation Paper on tackling non-financial...
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