Appointed Representative regime Section 165 update

Appointed Representative regime Section 165 update

In an update to its web page on Policy Statement 22/11: ‘Improving the Appointed Representatives regime’ the FCA has confirmed it will be issuing Principal firms with a Section 165 request in December 2022. Firms are reminded that Section 165 requests from the FCA are...
FCA refuses authorisation application

FCA refuses authorisation application

The FCA has refused to authorise a regulatory consulting business to provide regulatory hosting services for Appointed Representatives.  The Final Notice published by the FCA sets out the detail behind the reasons for the authorisation refusal. The FCA stated in the...

UKGI is a trading style of UKGI Limited and UKGI Services Limited which are wholly owned subsidiaries within UKGI Group Ltd. UKGI Limited Registered in England No. 03544014. UKGI Services Limited registered in England No. 04953835. All Registered Offices Number 22 Mount Ephraim, Tunbridge Wells, England TN4 8AS. VAT registration number 347 2664 82.