Appointed Representative regime Section 165 update

Appointed Representative regime Section 165 update

In an update to its web page on Policy Statement 22/11: ‘Improving the Appointed Representatives regime’ the FCA has confirmed it will be issuing Principal firms with a Section 165 request in December 2022. Firms are reminded that Section 165 requests from the FCA are...
FCA issues Consumer Duty Policy Statement PS22/9

FCA issues Consumer Duty Policy Statement PS22/9

Today the FCA has published a Consumer Duty press release, the much anticipated Policy Statement PS22/9 and final Guidance FG22/5 on it’s website. The Consumer Duty sets higher and more defined standards of consumer protection across financial services sectors and...

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