The FCA and the PRA have issued a joint Dear CEO letter providing a progress report on the Bank of England’s plans for transforming data collection in the UK financial services sector – and asking firms for their support. Transforming Data Collection from the...
The Information Commissioner’s Office (ICO) has announced that it has issued fines totalling £270,000 to two separate companies who made unlawful marketing calls to numbers registered with the Telephone Preference Service (TPS). It is against the law to make marketing...
The Information Commissioner’s Office (ICO) has launched a data analytics toolkit which it hopes will provide a valuable guide and support for firms intending to run data analytics on personal data. The toolkit aims to help organisations navigate the challenges AI...
The deadline by which Solo-Regulated firms must have submitted their Directory Persons data for inclusion in the Financial Services Register is looming. If you haven’t already, you will need to submit data via the FCA’s Connect system by 31 March at the latest. If...
The FCA has published a summary of the findings of its multi-firm review of how firms implement technology change, what challenges are caused when changes fail, and how firms can protect their customers from harm and disruption. Summarising a detailed report on the...
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