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The FCA delivers a message to insurance brokers
John King is a former manager at the FCA, with 16 years of experience of working in insurance...
Lloyds Bank – Undesignated Client Money Accounts
We have recently been made aware that Lloyds Bank and Bank of Scotland (part of the Lloyds Banking...
FCA issues second Consumer Duty consultation
Building on its plans for the proposed new Consumer Duty the FCA has issued a further Consultation...
FCA Appointed Representatives Consultation Paper CP21/34
As anticipated the FCA has issued a press release and launched a consultation on improving the...
Financial Ombudsman Service publishes feedback on proactive complaints settlement and outcome reporting
Last month we published a news item about the Financial Ombudsman Service (FOS) publishing a...
FCA – firms not ready to meet product governance 1st October deadline
The FCA has raised concerns about firms failing to meet the new, enhanced product governance...
HR webinars and podcasts
Insurance HR Solutions (“IHRS”) is the HR arm of the UKGI Group. They offer a tailor made and...
FCA Credit Broking Survey and Firm Forbearance Survey
The FCA is sending a survey to all firms holding the credit broking permission. The survey was...
FCA Consumer Duty Webinar Q&As
These are the key questions that were raised during the recent FCA Consumer Duty webinar, with a...
FCA proposes stronger protection for consumers
“To drive real change will require a change of focus” The FCA has set out plans for, and is...