Nikhil Rathi, the FCA CEO, has announced the publication of the FCA Business Plan 2022/23, continuing to set out the re-shaping and transformation of the FCA in what is his second FCA Business Plan. This has been issued alongside a new three-year Strategy document,...
The FCA is set to issue the sixth round of its Covid-19 Impact Survey to firms within the Tranche 2 Supervision portfolios. The survey is the same version that was issued to firms within Tranche 1 Supervision portfolios; it will include the same 9 questions in total...
In November 2020 the FCA published a Consultation Paper CP 20/22 outlining proposed policy changes to the way the FCA will apply fees from 2021/22. This was followed by a further Consultation Paper in April 2021 which included feedback on the proposals outlined in...
Building on its plans for the proposed new Consumer Duty the FCA has issued a further Consultation (CP21/36), which includes a Feedback Statement to CP 21/13. The consultation includes 70 pages of draft guidance to help firms prepare for the new Duty, which the FCA...
Back in July, the FCA issued a consultation paper on proposed changes to its decision-making process that would enable it to make faster and more effective decisions on firms that fail to meet its required regulatory standards. The FCA has now confirmed the changes...
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